All posts by Geoff Trickey

Personal Responsibility and Accountability in Heavy Industry

“We have good processes… If we could just get people to follow them we would be fine”

Common rhetoric heard from risk and H&S managers. So why is it that many companies find their accident rates remain stubbornly resilient? You can increase risk awareness programmes, make them multi-media and add all the bells and whistles you want, but your H&S strategy will never be robust if you don’t address the people element.

Personal Responsibility is more than Blind Obedience

There is frequently tension between those who regulate and those who deliver, and even a whiff of hostility. At the core of these strained relationships is a moral conviction about what ought to happen and what people should do. But blind obedience is not the same as personal responsibility. Control and command approaches and disciplinary enforcements will only get you so far. Improved compliance depends on recognising and addressing the important personality differences identified in Risk Type.

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Introducing the Risk Type Compass®

The Risk Type Compass® provides personality based assessment of the way individuals perceive and handle risk and make decisions. Based on a robust core of global psychological research, it places individuals into one of eight easy to understand Risk Types.

This graphic plots the Risk Type position of team members.

THE SOLUTION

Ultimately ‘..safety is a choice. At some point, you have to make a decision how you’re going to do a particular job.” Tom Harvey (Certified Safety Professional).

Risk Type insights enable employees to understand their risk personality and its implications. Appreciation of specific strengths and blind spots in their natural disposition towards safety enables them to take ownership of their behaviour; to take personal responsibility for their actions. The aim is to facilitate a pro-active safety culture based on mutual respect and co-operation.

“In place of conflict” this approach;

  • Focuses on measurable personality differences that have a direct impact on safety behaviour
  • Identifies the individualistic challenges faced by employees to make H&S personally relevant
  • Gives risk awareness training a personal relevance and a new ‘person centric’ vocabulary
  • Re-energises communication, co-operation and personal responsibility as drivers of Risk Culture change

Risk Management is about People Management

Do regulators and risk managers focus too much on the metrics of risk at the expense of focusing on the people they need to influence? Troublesome staff may seem blind to risk and compliance issues but are risk managers similarly myopic? Are they failing to recognise important individual differences in Risk Type that will impact on risk perception, risk behaviour and on the effectiveness of compliance frameworks?

The representations of ‘people’ as chess-set pawns or as matchstick figures in presentation slides and compliance literature gives the unfortunate impression that ‘people’ are an undifferentiated herd to be funnelled through the innumerable organisational flow-charts. The reality is that risk disposition is a defining aspect of personality. It is every bit as variable as the risks people have to cope with. This is true of the population as a whole and of any work force.

The Objective
Our proposed approach to Risk Management has the following aims:

1. To align compliance agendas of the board, risk management and employees
2. To foster pro-active personal responsibility
3. To energise communication and co-operation as drivers of Risk Culture
4. To highlight measurable personality differences that impact on compliance
5. To open up the personal development route to improved compliance
6. To identify and address person specific compliance challenges
7. To respect the diversity of Risk Type contributions and harness commitment
8. To broaden risk awareness through a shared new ‘person centric’ vocabulary

The Challenge
In spite of many decades of regulation of the financial sector and of workplace safety, we are still struggling for solutions. It seems that in many sectors, from banking and finance to heavy industry, there is frequently a tension between those who regulate and those who deliver, and even a whiff of hostility. On the risk management side of the fence, there is despair at the inability of staff to adhere to the regime demanded by regulators and legislators. From the other side of the fence there is cynicism about the inflexibility of the compliance brigade, their rigid intolerance of even minor discretionary acts, and their apparent inability to take personal responsibility in sanctioning procedural variations that appear perfectly sensible to everyone else; an issue of systemic defensive decision making.

At the core of this cameo of strained working relationships is a moral conviction about what ought to happen; what people should do. The view is that, ‘We have a code of behaviour designed to prevent accidents and staff have a responsibility to comply with it’. Compliance and risk awareness training is designed to support this directive. Since the policy is there to protect people, the virtuous position is that of the risk managers and regulators. Ipso facto, anyone wilful enough to break the rules is an opponent of virtue – ‘one of the bad guys’. It’s a simple black and white issue.

Micro-managed in this way, the deliverers may feel frustrated by rules that make tasks more difficult and procedures that interfere with productivity and profitability. No matter how experienced or how skilled an individual may be, no personal discretion is permitted; everyone is choreographed to perform in the same way. To those who share the compliance mind set, this is all just as it ought to be, to others it feels like a particularly uncomfortable straight jacket. No need for common sense, no place for ingenuity; a world in which blind obedience replaces personal responsibility and where there is no recognised personal development other than even more obedience. There is no real dialogue because, in this ‘mother knows best’ approach, nothing is really negotiable.

The consequence of all this is that relationships are strained and trust and co-operation go out of the window. Whether in terms of FCA transgressions or industrial accident rates, risk management problems prove to be stubbornly resilient. For all the gains achieved by the regulatory approach, there is still a residual rump that just doesn’t respond.

A Different Agenda
The dialogue about ‘risk’ has to change. The debate has been unbalanced, largely because no coherent contribution to that discussion has been made from the Human Factor perspective. Globally consensual personality research changes all that. The identification of distinctly different risk personalities, or Risk Types, gives an important new shape to the debate. Removing the stigma of the ‘all risk is bad’ mantra will also contribute to a more constructive and optimistic risk management agenda. We have to recognise that all enterprise, and indeed all survival, depends on taking enough risk.

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THE NEW RISK AGENDA

Of course, in reality, this was always the agenda, but the activity has been almost entirely in the shaded lower left quadrant.

A New Approach
Not many applicants for a job at the drill head on a North Sea oil platform will be of a prudent and cautious disposition. The reality is that the individuals willing to take on the most extreme, physically demanding and risky operational roles are, in personality terms, likely to be from a different planet than the typical risk manager. Of course, this is a huge generalisation, but we have enough data on Risk Type from many different roles and professions to be confident that it is also a realistic and important perspective. Whether it is because they are too creative, spontaneous, fearless or imperturbable, those operating on the frontiers of risk are unlikely to be the most placid, conservative, vigilent or routine loving individuals.

People are fundamentally different in their disposition towards risk. Yes, we do all have ‘free will’, but we also each have our own distinctive risk bias. This bias is deeply rooted in our emotional and rational nature and it predisposes us to perceive risk, respond to risk and take risks in different ways. The Risk Type Compass® maps these individual variations onto a continuous 360o spectrum within which each of us has our place. That spectrum has been segmented to enable the differentiation of eight distinctive Risk Types.

Risk Type puts a handle on Human Factor risk and brings it into the realm of objective measurement. As Peter Drucker famously pointed out, “If you can’t measure it, you can’t manage it”. Risk Type adds a crucial new component to the Risk Management tool kit and brings a sensible balance to the ‘command and control’ approach of regulation.

This in no way changes the aim of steering towards responsible financial management and safe working practices. Whether in terms of financial ethics, quality control or making the work environment safer, the objectives remain the same. The changes are in the approach, the relationships, the collaboration, the motivation and the language; the building blocks for a change in culture.

Do Personality Psychometrics Cut The Mustard?

Everyone gets involved with personality assessment on a daily basis; ‘I wonder what she is like?’, ‘Would she fit in with us?’, ‘Would she impress our clients?’, ‘I wonder if we could team up effectively?’ These are questions that we struggle with and about which we often make poor decisions. Nothing illustrates this better than the fact that the candidate interview, a ubiquitous element of the financial recruitment process, can be as successful as making employment decisions on the toss of a coin. How is it that we can get it so wrong? The answer lies in the vagaries of the language we rely on.

It’s possible to have a conversation with someone about a third person where you both come away with very different impressions about what was discussed and what was agreed, and that’s the problem. Take the sentence “Henry is prudent, friendly and imaginative” – what could be clearer? But each of those three words will mean different things to different people. My iPad dictionary app gives me 30 synonyms for prudent, 48 for friendly and 30 for imaginative. This suggests that there are literally thousands of different ways (43,200 actually) in which these sentiments may be expressed. Each would have different nuances and different implications. If you think ‘imaginative’ is about being ingenious and I think it’s about being dreamy, then we’re not off to a good start!

The psychometric process simply aims to do what we all try to do intuitively on a day-to-day basis; to find the right words to sum other people up. It faces two challenges; firstly it has to navigate the labyrinthine complexities of the language we use (illustrated by the synonym example above) and secondly, to design assessments that are systematic and fair; capable of being repeated at another time, in another place and with different people in a standardised way.

Research reveals five key reference points that allow us to navigate the semantic confusion, (referred as the Five Factor Model – FFM). This ‘language map’ allows for dramatic improvements in the coherence and consistency of personality assessment. It is the basis for reliable, consistent and replicable procedures that identify the vocabulary that best captures the distinctive personality characteristics of each individual. Using large comparison samples, it can establish how distinctive or otherwise we are in respect of each personality dimension.

Of course, the way we present ourselves when completing a personality questionnaire is subject to the same distortion and manipulations deployed in real life encounters. We all prefer to present ourselves in the best light possible, especially at an interview. Questionnaires usually include ‘impression management scales’ to pick up on this and ‘validity scales’ to identify sabotage or random responding. The best instruments also minimise the transparency of the questions, drawing on the rich pool of psychological research to make inferences from less obvious items. In any case, the expertise required for manipulation – ‘steering’ questionnaire responses to achieve a desired profile – would be considerable and more likely to result in bizarre or undesirable distortions.

The potency, accuracy and comprehensive nature of personality assessment inevitably means that you can get the full picture, warts and all. But, intrinsically, there is no good or bad personality for a career in finance. Certain characteristics are sought after for some roles, of course, but everything you have got in personality terms means that there is something else that you haven’t got. Short people don’t get the benefits of being tall, but they don’t get the disadvantages either. It’s the same with personality.

One area that can cause concern for those responsible for recruiting in financial services organisations is how they explain a profile to the person assessed if it appears unflattering. First you need to consider whether your version of ‘flattering’ is the same as theirs! We are usually quite fond of our own characteristics and also quite forgiving of them, (whether other people are is another matter), and we all tend to project those preferences onto others. Experienced coaches are careful not to make value judgements and avoid the situation where they may seem to be consoling someone about something that that individual sees as their greatest asset.

The value of personality assessment to the person assessed is that it offers a fresh and dispassionate viewpoint; a chance to take stock and re-evaluate. To the coach or interviewer, it suggests issues to be explored. Self-awareness is a very important element because, whether or not our personality gives us an advantage in relation to a particular role, we are all capable of extending our comfort zone and raising our performance. The question is whether the effort this might require is recognised by the candidate and whether, once they appreciate the challenge imposed, they decide they are up for it. On the other side of the interview table, it depends whether the interviewers are convinced about the candidate’s capability and motivation.

Good FFM based personality assessment has an almost uncanny ability to capture the salient characteristics of those assessed. But there is a dynamic aspect to human psychology; a tension between what people are, what they want to be and what they feel is expected of them. All these shape behaviour and performance. It is important, therefore, to also consider past experience, training, qualifications and work history. While personality profiles help to set an agenda for a structured interview, some of the answers will come from this wider pool of information – and from the interview itself. Although, with an agenda and the personality insights now available, this interview will be certainly more effective than tossing a coin!

Geoff Trickey, February 2014

Managing Director
Psychological Consultancy Limited,
www.psychological-consultancy.com

Nurturing Nature

For the past three years I have been trying to grow a lawn under a massive, 80-foot-high Wellingtonia Pine, which completely dominates my garden. With three young children, we need something more useable than the existing area of dirt and tree debris. I have tried everything and put in endless hours of tender loving care, but I still face a barren expanse of brown mud each spring.

The tree surgeon that called about my problem tree advised that, without a major genetic engineering breakthrough, I was flogging a dead horse. Apparently, however much I fertilise, dress, weed or aerate the soil, all my efforts to make the grass grow will be to no avail. It seems that Astro Turf may be the only answer!

I tell this story, firstly, because my failure was certainly not due to any lack of motivation or effort; I was determined to succeed, but my goals and my strategy were seriously flawed. Secondly, my garden saga draws parallels with the development of people in the workplace and the situation faced at all levels by employers, trainers and potential trainees.

The question is: to what extent is one fighting with nature in trying to shape and mould people to fit the demands of a particular role? Is training able to improve the performance of an employee and, alternatively, to what extent can the limited skills of a given individual be compensated for by using alternative strategies? Within the wider context of personal career development, when should the agenda change from helping the individual shape up in his existing role, to looking for an alternative role in which that individual will flourish, become effective and feel fulfilled?

These questions are central to any talent-management programme (for the organisation), and to any personal development programme (for the individual).

Every job makes its own demands and a good ‘fit’ between the job and the temperament of the individual is highly desirable. You can blow the entire training budget on making Sarah a good sales person and never succeed, because she is quiet, likes to keep to herself and finds all but the most familiar social situations difficult. Similarly, John is highly imaginative and gregarious and no amount of training will shoehorn him into a repetitive job in which there are no opportunities for social engagement. Henry is irritable, sensitive to criticism, moody and outspoken.

Because these characteristics are deep rooted, for those born apprehensive, anxious or fearful, any effort to equip them for a successful career in a customer service role will be doomed to the same lack of success as I face in the struggle to nurture a lawn.

It’s not quite as simple as that, of course. There is an important distinction to be made between the development of discreet and specific knowledge or skills, and the development of more basic aspects of a person’s temperament or personality.

For example, you can teach most people keyboard skills but it’s much more difficult to change their concentration span or their accuracy and attention to detail, because these are pretty much hardwired characteristics. Some people will hit their ceiling typing speed earlier than others, and even their appreciation of layout and presentation is influenced by innate aptitudes.

Self-knowledge

The essential elements for any personal development programme are goals – what you intend to improve – and strategies – how you are going to achieve them. The first stage in this planning process is for the individual to be aware of his assets and limitations in the first place.

The answer to the familiar question ‘how many psychiatrists does it take to change a lightbulb?’ is ‘one – but the lightbulb has got to want to change.’ Self-knowledge is the essential first step. A realistic, ‘face the facts’ appraisal of talents and limitations is the necessary starting point if a personal development strategy is to be effective.

The difficulty for those wishing to appraise others’ training needs is that we are actually very poor at summing one another up. The success rate of unstructured face-to-face interviews, for example, proves to be little better than chance when it comes to predicting job success. Open any tabloid newspaper any day of the week and you will find stories illustrating how misguided we can be about one another. A tendency to see others as more like us than they really are, and a tendency for others to ‘tune in’ to these expectations and try to match them, further obscures the picture.

Personality profiling and other formal assessment methods have a critical role to play here. We are all different in our temperament and aptitudes and there are some things that we will never do well, and some roles in which we will either fail or be miserable because of deeply rooted aspects of personality that cannot easily be changed.

Personality assessment can help us understand whether our temperament would be an asset in a role, and to what extent any incompatibility can be compensated for by training or by developing ‘workaround’ strategies.

In terms of my pine tree, is there an Astro Turf alternative? Once we have gained some insight into our assets and limitations, we can decide on some realisable goals. The next step then is to decide on the strategies by which they may be achieved.

Strategy one: exploiting strengths

The easiest way to improve performance is to focus on the further development of existing talents, rather than focusing on areas for which you have little ability and lots of frustration. By working to take high points to an even higher level, we are working ‘with the grain’, with natural dispositions and high potential.

Whatever the details of one’s personality profile, there will always be aspects that will con- tribute to success in one context or another. By identifying the elements in which we are strongest and making the most of these, we have our greatest opportunities for success.

The first point to ask yourself, therefore, is: “What assets do I have in relation to this job?” Although this might seem a very straightforward question, there is a rather surprising difficulty. People will often undervalue their talents and take them for granted. Because they are as familiar as the air they breathe, they may be oblivious to their worth and see nothing exceptional about them.

A talent could be almost any distinctive characteristic. Yes, it could be a great singing voice, artistic talent or spelling or numeracy, but the things we do well will not necessarily fall so neatly into an obvious ‘talent’ category.

For example, one may approach things in a distinctively rational and logical way; or have a fluency with ideas that others would envy; or a talent for engaging others, spotting discrepancies, lifting the mood in a group, or solving practical problems; the list is endless.

Recognising our assets will take us a critical step forward.

Before considering what you should do in areas in which you are relatively weak, take performance associated with your strengths to a new level first and the gaps that are still left to fill will become less significant.

Strategy two: pushing the boundaries

Whatever our ‘hardwired’ characteristics, we are all able to control or manage our behaviour to some extent. We do this when we vary our behaviour to suit the circumstances – being very controlled at a job interview, or being wild at a stag party or hen night. Depending on our motivation (our interest, determination or experience), we can perform above or below our natural or most typical level.

Strategy two is to raise our game, to use feedback or assessment results to build self-awareness and to focus on improved performance. Although you won’t change your basic nature, you may be able to improve within the specific conditions of your work.

Familiarity with the role, its specific focus, knowledge base and routines all help to create a ‘comfort zone’ within which you will look good!

Strategy two should always be an important consideration. Don’t be too ambitious. Try to find a supportive, less demanding situation in which you can begin to build the confidence that will eventually be required.

In your own case, strategy two may be designed to make you calmer and less impulsive, more independent, more tough-minded, more patient, or a change in any other aspect of your temperament. But there will usually be a limit to the extent that you can control or develop your temperament in this way. Beyond that limit, you will need to consider strategy three.

Strategy three: compensating and working around

Strategy three is concerned with developing ‘workarounds’: techniques or arrangements that compensate for the part of your make- up that is difficult or impossible to change significantly, or enough to make a sufficient performance difference.

Again, the first step is self- awareness. You cannot change unless you recognise the need to change, and a personality assessment will help you to appreciate where your talents lie and where your temperament will be at odds with the demands that you face. Strategies will usually involve approaching the job in a different way, or working with colleagues in a different way, or changing the balance within a role so that you are playing to your strengths.

You may do more of this, but less of that, and achieve your targets in that way. Or, you may exploit related aspects of a role to minimise dependency on the characteristics that you are having difficulty developing.

In practice, the three strategies will complement and reinforce each other; as you strive to achieve your goals, you will learn to adopt them to the best effect. You may also realise that sometimes you need to go back to the drawing board and review your goals.

The tree surgeon suggested we seek planning permission to lop the lower branches of our protected Wellingtonia Pine, letting the light and warmth of the sun into the garden. We tried, and we failed again. Transformation only came as we appreciated that we would never beat nature in that particular battle. Abandoning the lawn, we designed a beautiful tree house that would thrill any child, with prospects for sleepovers and adventure games.

The limitations imposed by the tree have been turned around. In the new scheme of things, the tree is no longer the problem – it is the star, centre stage, and the basis for transforming a child-unfriendly area into a wonderful play space. As ever, nature had the final say.